Race (human classification)

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Race is a classification system used to categorize humans into large and distinctpopulations or groups by heritable phenotypic characteristics, geographic ancestry, physical appearance, ethnicity, and social status. In the early twentieth century the term was often used, in a taxonomic sense, to denote genetically differentiatedhuman populations defined by phenotype.^[1] In some countries Law enforcementutilizes race in profiling suspects. These uses of racial categories are frequently criticized for perpetuating an outmoded understanding of human biological variation, and promoting stereotypes. Because in some societies racial groupings correspond closely with patterns of social stratification, for social scientists studying social inequality, race can be a significant variable. As sociological factors, racial categories may in part reflect subjective attributions, self-identities, and socialinstitutions.^[2][3] Accordingly, the racial paradigms employed in different disciplines vary in their emphasis on biological reduction as contrasted with societal construction.

Complications and various definitions of the concept

While biologists sometimes use the concept of race to make distinctions among fuzzy sets of traits, others in the scientific community suggest that the idea of race is often used ^[4] in a naive^[5] or simplistic way. Among humans, race has no taxonomic significance; all living humans belong to the same hominid subspecies, Homo sapiens sapiens.^[6][7] Social conceptions andgroupings of races vary over time, involving folk taxonomies ^[8] that define essential types of individuals based on perceived traits. Scientists consider biological essentialism obsolete,^[9] and generally discourage racial explanations for collective differentiation in both physical and behavioral traits.^[5][10]

It is demonstrated that race has no biological or genetic basis: gross morphological features which traditionally has been defined as races (e.g. skin color) are determined by non-significant and superficial genetic alleles with no link to any characteristics, such as intelligence, talent, athletic ability, etc. Race has been socially and legally constructed despite the lack of any scientific evidence for dividing humanity into racial baskets with any generalized genetic meaning.^{[11][12][13][14]}

When people define and talk about a particular conception of race, they create a social reality through which social categorization is achieved.^[15] In this sense, races are said to be social constructs.^[16] These constructs develop within various legal, economic, and sociopolitical contexts, and may be the effect, rather than the cause, of major social situations.^[17] While race is understood to be a social construct by many, most scholars agree that race has real material effects in the lives of people through institutionalized practices of preference and discrimination.

Socioeconomic factors, in combination with early but enduring views of race, have led to considerable suffering within disadvantaged racial groups.^[18] Racial discrimination often coincides with racist mindsets, whereby the individuals and ideologies of one group come to perceive the members of an outgroup as both racially defined and morally inferior.^[19] As a result, racial groups possessing relatively little power often find themselves excluded or oppressed, while hegemonic individuals andinstitutions are charged with holding racist attitudes.^[20] Racism has led to many instances of tragedy, including slavery andgenocide.^[21] Scholars continue to debate the degrees to which racial categories are biologically warranted and socially constructed, as well as the extent to which the realities of race must be acknowledged in order for society to comprehend and address racism adequately.^[22]

In the social sciences theoretical frameworks such as Racial formation theory and Critical race theory investigate implications of race as social construction by exploring how the images, ideas and assumptions of race are expressed in everyday life. A large body of scholarship has traced the relationships between the historical, social production of race in legal and criminal language and their effects on the policing and disproportionate incarceration of certain groups.

Since the second half of the twentieth century the associations of race with the ideologies and theories that grew out of the work of 19th-century anthropologists and physiologists has led to the use of the word race itself becoming problematic. Although still used in general contexts, it is now often replaced by other words which are less emotionally charged, such as populations,people(s), ethnic groups or communities depending on context.^[23]

[edit]Historical origins of racial classification

See also: Historical definitions of race

The three great races according to Meyers Konversations-Lexikon of 1885-90. The subtypes of the Mongoloid race are shown in yellow and orange tones, those of the Europid race in light and medium grayishspring green-cyan tones and those of the Negroid race inbrown tones. Dravidians and Sinhalese are in olive greenand their classification is described as uncertain. The Mongoloid race sees the widest geographic distribution, including all of the Americas, North Asia, East Asia andSoutheast Asia, the entire inhabited Arctic.

The racial diversity of Asia's peoples,Nordisk familjebok (1904).

Groups of humans have probably always identified themselves as distinct from other groups, but such differences have not always been understood to be natural, immutable and global. These features are the distinguishing features of how the concept of race is used today.^[24]

The word "race" was originally used to refer to any nations or ethnic groups. Marco Polo in his 13th-century travels, for example, describes the Persian race^[25]—the current concept of "race" dates back only to the 17th century.^[26]

[edit]Race and colonialism

The European concept of "race", along with many of the ideas now associated with the term, arose at the time of the scientific revolution, which introduced and privileged the study of natural kinds, and the age ofEuropean imperialism and colonization which established political relations between Europeans and peoples with distinct cultural and political traditions.^[24][27] As Europeans encountered people from different parts of the world, they speculated about the physical, social, and cultural differences among various human groups. The rise of theAtlantic slave trade, which gradually displaced an earlier trade in slavesfrom throughout the world, created a further incentive to categorize human groups in order to justify the subordination of African slaves.^[28]Drawing on Classical^{[disambiguation needed]} sources and upon their own internal interactions — for example, the hostility between the English and Irish was a powerful influence on early European thinking about the differences between people^[29]— Europeans began to sort themselves and others into groups based on physical appearance, and to attribute to individuals belonging to these groups behaviors and capacities which were claimed to be deeply ingrained. A set of folk beliefs took hold that linked inherited physical differences between groups to inherited intellectual,behavioral, and moral qualities.^[30] Similar ideas can be found in other cultures,^[31] for example in China, where a concept often translated as "race" was associated with supposed common descent from the Yellow Emperor, and used to stress the unity of ethnic groups in China. Brutal conflicts between ethnic groups have existed throughout history and across the world.^[32]

[edit]Early taxonomic models

The first post-Classical published classification of humans into distinct races seems to be François Bernier's Nouvelle division de la terre par les différents espèces ou races qui l'habitent ("New division of Earth by the different species or races which inhabit it"), published in 1684.^[33] In the 18th century, the differences among human groups became a focus of scientific investigation. But the scientific classification of phenotypic variation was frequently coupled with racist ideas about innate predispositions of different groups, always attributing the most desirable features to the White, European race and arranging the other races along a continuum of progressively undesirable attributes. The 1735 classification of Carolus Linnaeus, inventor of zoological taxonomy, divided the human race Homo Sapiens continental varieties of Europaeus, Asiaticus, Americanus and Afer, each associated with a different humour: sanguine, melancholic, choleric and phlegmatic respectively.^[34][35] Homo Sapiens Europeaus was described as active, acute, and adventurous whereas Homo Sapiens Afer was crafty, lazy and careless.^[36]

The 1775 treatise "The Natural Varieties of Mankind," by Johann Friedrich Blumenbach proposed five major divisions: theCaucasoid race, Mongoloid race, Ethiopian race (later termed the Negroid race), American Indian race, and Malayan race, but he did not propose any hierarchy among the races.^[36] Blumenbach also noted the graded transition in appearances from one group to adjacent groups and suggested that "one variety of mankind does so sensibly pass into the other, that you cannot mark out the limits between them".^[37]

From the 17th through the 19th centuries, the merging of folk beliefs about group differences with scientific explanations of those differences produced what one scholar has called an "ideology of race".^[27] According to this ideology, races are primordial, natural, enduring and distinct. It was further argued that some groups may be the result of mixture between formerly distinct populations, but that careful study could distinguish the ancestral races that had combined to produce admixed groups.^[32]Subsequent influential classifications by Georges Buffon, Petrus Camper and Christoph Meiners all classified "Negros" as inferior to Europeans.^[36] In the United States the racial theories of Thomas Jefferson were influential. He saw Africans as inferior to Whites especially in regards to their intellect, and embued with unnatural sexual appetites, but described Native Americans as equals to whites.^[38]

[edit]Race and polygenism

In the last two decades of the 18th century polygenism, the belief that different races had evolved separately in each continent and shared no common ancestor,^[39] was advocated in England by historian Edward Long and anatomist Charles White, in Germany by ethnographers Christoph Meiners and Georg Forster, and in France by Julien-Joseph Virey, and prominently in the US by Samuel Morton, Josiah Nott and Louis Agassiz. Polygenism was popular and most widespread in the 19th century, culminating in the creation of the Anthropological Society of London during the American Civil War, in opposition to the Abolitionist Ethnological Society.^[40]

[edit]Modern debate

[edit]Models of human evolution

See also: Multiregional hypothesis and Recent single origin hypothesis

In a 1995 article, Leonard Lieberman and Fatimah Jackson suggested that any new support for a biological concept of race will likely come from the study of human evolution. They therefore ask what, if any, implications current models of human evolution may have for any biological conception of race.^[41]

Today, all humans are classified as belonging to the species Homo sapiens and sub-species Homo sapiens sapiens. However, this is not the first species of homininae: the first species of genus Homo, Homo habilis, are theorized to have evolved in East Africa at least 2 million years ago, and members of this species populated different parts of Africa in a relatively short time. Homo erectus is theorized to have evolved more than 1.8 million years ago, and by 1.5 million years ago had spread throughout Europe and Asia. Virtually all physical anthropologists agree that Homo sapiens evolved out of African Homo erectus ((sensu lato) orHomo ergaster).^[42][43] Most anthropologists believe that Homo sapiens evolved in East Africa and then migrated out of Africa, replacing H. erectus populations throughout Europe and Asia (the Out of Africa model).

[edit]"Within" versus "between group variation"

See also: "Human genetic diversity: Lewontin's fallacy" (scientific paper)

The F(ST) or "genetic variation between versus within groups" for human races is approximately 0.15. This is ample to satisfy taxonomic significance. The F(ST) for humans and chimpanzees is 0.18.^[44] The attempt to claim F(ST) invalidates the human race concept is known as "Lewontin's Fallacy".^[45] However, Witherspoon et al. 2007 concluded that Lewontin's "Fallacy" is only a fallacy if one assumes the populations that individuals can be assigned to are "races". They concluded the ability to assign an individual to a specific population cluster with enough markers considered is perfectly compatible with the fact it may still be possible for two randomly chosen individuals from different populations/clusters to be more similar to each other than to a randomly chosen member of their own cluster whilst still being capable of being traced back to specific regions.^[46][47]

Lieberman and Jackson argued that while advocates of both the Multiregional Model and the Out of Africa Model use the word race and make racial assumptions, none define the term.^[41] They conclude that students of human evolution would be better off avoiding the word race, and instead describe genetic differences in terms of populations and clinal gradations.^[41]

[edit]Subspecies

Further information: Race (biology), Species, Subspecies, Systematics, Phylogenetics, and Cladistics.

In the early 20th century, many anthropologists accepted and taught the belief that biologically distinct races were isomorphic with distinct linguistic, cultural, and social groups, while popularly applying that belief to the field of eugenics, in conjunction with a practice that is now called scientific racism.^[48]

Charles Darwin's theory of evolution was co-opted by the budding eugenics movement to justify systematic population andracial planning in the early 20th century.

Following the Nazi eugenics program, racial essentialism lost scientific credibility. Race anthropologists were pressured to acknowledge findings coming from studies of culture andpopulation genetics, and to revise their conclusions about the sources of phenotypic variation.^[49] A significant number of modern anthropologists and biologists in the West came to view race as an invalid genetic or biological designation.^[50]

The first to challenge the concept of race on empirical grounds were anthropologists Franz Boas, who demonstrated phenotypic plasticity due to environmental factors,^[51] and Ashley Montagu who relied on evidence from genetics.^[52] E. O. Wilson then challenged the concept from the perspective of general animal systematics, and further rejected the claim that "races" were equivalent to "subspecies".^[53]

According to Jonathan Marks,^[37]

By the 1970s, it had become clear that (1) most human differences were cultural; (2) what was not cultural was principally polymorphic – that is to say, found in diverse groups of people at different frequencies; (3) what was not cultural or polymorphic was principally clinal – that is to say, gradually variable over geography; and (4) what was left – the component of human diversity that was not cultural, polymorphic, or clinal – was very small.

A consensus consequently developed among anthropologists and geneticists that race as the previous generation had known it – as largely discrete, geographically distinct, gene pools – did not exist.

In biology the term "race" is used with caution because it can be ambiguous. Generally when it is used it is synonymous with subspecies.^[54] For mammals, the taxonomic unit below the species level is usually the subspecies.^[55]

Population geneticists have debated whether the concept of population can provide a basis for a new conception of race. In order to do this, a working definition of population must be found. Surprisingly, there is no generally accepted concept of population that biologists use. Although the concept of population is central to ecology, evolutionary biology and conservation biology, most definitions of population rely on qualitative descriptions such as "a group of organisms of the same species occupying a particular space at a particular time"^[56] Waples and Gaggiotti identify two broad types of definitions for populations; those that fall into anecological paradigm, and those that fall into an evolutionary paradigm. Examples of such definitions are:

• Ecological paradigm: A group of individuals of the same species that co-occur in space and time and have an opportunity to interact with each other.
• Evolutionary paradigm: A group of individuals of the same species living in close-enough proximity that any member of the group can potentially mate with any other member.^[56]

[edit]Morphologically differentiated populations

Traditionally, subspecies are seen as geographically isolated and genetically differentiated populations.^[57] That is, "the designation 'subspecies' is used to indicate an objective degree of microevolutionary divergence"^[6] One objection to this idea is that it does not specify what degree of differentiation is required. Therefore, any population that is somewhat biologically different could be considered a subspecies, even to the level of a local population. As a result, Templeton has argued that it is necessary to impose a threshold on the level of difference that is required for a population to be designated a subspecies.^[57]

This effectively means that populations of organisms must have reached a certain measurable level of difference to be recognised as subspecies. Dean Amadon proposed in 1949 that subspecies would be defined according to the seventy-five percent rule which means that 75% of a population must lie outside 99% of the range of other populations for a given definingmorphological character or a set of characters. The seventy-five percent rule still has defenders but other scholars argue that it should be replaced with ninety or ninety-five percent rule.^[58]

In 1978, Sewall Wright suggested that human populations that have long inhabited separated parts of the world should, in general, be considered different subspecies by the usual criterion that most individuals of such populations can be allocated correctly by inspection. Wright argued that it does not require a trained anthropologist to classify an array of Englishmen, West Africans, and Chinese with 100% accuracy by features, skin color, and type of hair despite so much variability within each of these groups that every individual can easily be distinguished from every other. However, it is customary to use the term race rather than subspecies for the major subdivisions of the human species as well as for minor ones.^[59]

On the other hand in practice subspecies are often defined by easily observable physical appearance, but there is not necessarily any evolutionary significance to these observed differences, so this form of classification has become less acceptable to evolutionary biologists.^[60] Likewise this typological approach to race is generally regarded as discredited by biologists and anthropologists.

Because of the difficulty in classifying subspecies morphologically, many biologists have found the concept problematic, citing issues such as:^[6]

• Visible physical differences do not always correlate with one another, leading to the possibility of different classifications for the same individual organisms.
• Parallel evolution can lead to the existence of the appearance of similarities between groups of organisms that are not part of the same species.
• Isolated populations within previously designated subspecies have been found to exist.
• The criteria for classification may be arbitrary if they ignore gradual variation in traits.

Sesardic argues that when several traits are analyzed at the same time, forensic anthropologists can classify a person's race with an accuracy of close to 100% based on only skeletal remains.^[61] This is discussed in a later section.

[edit]Ancestrally differentiated populations

Cladistics is another method of classification. A clade is a taxonomic group of organisms consisting of a single common ancestor and all the descendants of that ancestor. Every creature produced by sexual reproduction has two immediate lineages, one maternal and one paternal.^[62] Whereas Carolus Linnaeus established a taxonomy of living organisms based on anatomical similarities and differences, cladistics seeks to establish a taxonomy—the phylogenetic tree—based on genetic similarities and differences and tracing the process of acquisition of multiple characteristics by single organisms. Some researchers have tried to clarify the idea of race by equating it to the biological idea of the clade. Often mitochondrial DNA or Y chromosome sequences are used to study ancient human migration paths. These single-locus sources of DNA do not recombine and are inherited from a single parent. Individuals from the various continental groups tend to be more similar to one another than to people from other continents, and tracing either mitochondrial DNA or non-recombinant Y-chromosome DNA explains how people in one place may be largely derived from people in some remote location.

Often taxonomists prefer to use phylogenetic analysis to determine whether a population can be considered a subspecies. Phylogenetic analysis relies on the concept of derived characteristics that are not shared between groups, usually applying to populations that are allopatric (geographically separated) and therefore discretely bounded. This would make a subspecies, evolutionarily speaking, a clade – a group with a common evolutionary ancestor population.^[57] The smooth gradation of human genetic variation in general rules out any idea that human population groups can be considered monophyletic (cleanly divided) as there appears to always have been considerable gene flow between human populations.^[57] Rachel Caspari (2003) have argued that clades are by definition monophyletic groups (a taxon that includes all descendants of a given ancestor) and since no groups currently regarded as races are monophyletic, none of those groups can be clades.

For anthropologists Lieberman and Jackson (1995), however, there are more profound methodological and conceptual problems with using cladistics to support concepts of race. They claim that "the molecular and biochemical proponents of this model explicitly use racial categories in their initial grouping of samples". For example, the large and highly diverse macroethnic groups of East Indians, North Africans, and Europeans are presumptively grouped as Caucasians prior to the analysis of their DNA variation. This is claimed to limit and skew interpretations, obscure other lineage relationships, deemphasize the impact of more immediate clinal environmental factors on genomic diversity, and can cloud our understanding of the true patterns of affinity. They argue that however significant the empirical research, these studies use the term race in conceptually imprecise and careless ways. They suggest that the authors of these studies find support for racial distinctions only because they began by assuming the validity of race. "For empirical reasons we prefer to place emphasis on clinal variation, which recognizes the existence of adaptive human hereditary variation and simultaneously stresses that such variation is not found in packages that can be labeledraces."^[41]

These scientists do not dispute the importance of cladistic research, only its retention of the word race, when reference to populations and clinal gradations are more than adequate to describe the results.

[edit]Clines

One crucial innovation in reconceptualizing genotypic and phenotypic variation was anthropologist C. Loring Brace's observation that such variations, insofar as it is affected by natural selection, slow migration, or genetic drift, are distributed along geographic gradations or clines.^[63] In part this is due to isolation by distance. This point called attention to a problem common to phenotype-based descriptions of races (for example, those based on hair texture and skin color): they ignore a host of other similarities and differences (for example, blood type) that do not correlate highly with the markers for race. Thus, anthropologist Frank Livingstone's conclusion, that since clines cross racial boundaries, "there are no races, only clines".^[64]

In a response to Livingstone, Theodore Dobzhansky argued that when talking about race one must be attentive to how the term is being used: "I agree with Dr. Livingstone that if races have to be 'discrete units,' then there are no races, and if 'race' is used as an 'explanation' of the human variability, rather than vice versa, then the explanation is invalid." He further argued that one could use the term race if one distinguished between "race differences" and "the race concept." The former refers to any distinction in gene frequencies between populations; the latter is "a matter of judgment." He further observed that even when there is clinal variation, "Race differences are objectively ascertainable biological phenomena… but it does not follow that racially distinct populations must be given racial (or subspecific) labels."^[64] In short, Livingstone and Dobzhansky agree that there are genetic differences among human beings; they also agree that the use of the race concept to classify people, and how the race concept is used, is a matter of social convention. They differ on whether the race concept remains a meaningful and useful social convention.

In 1964, biologists Paul Ehrlich and Holm pointed out cases where two or more clines are distributed discordantly—for example, melanin is distributed in a decreasing pattern from the equator north and south; frequencies for the haplotype for beta-S hemoglobin, on the other hand, radiate out of specific geographical points in Africa.^[65] As anthropologists Leonard Lieberman and Fatimah Linda Jackson observed, "Discordant patterns of heterogeneity falsify any description of a population as if it were genotypically or even phenotypically homogeneous".^[41]

Patterns such as those seen in human physical and genetic variation as described above, have led to the consequence that the number and geographic location of any described races is highly dependent on the importance attributed to, and quantity of, the traits considered. Scientists discovered a skin-lighting mutation that partially accounts for the appearance of Light skin in humans (people who migrated out of Africa northward into what is now Europe) which they estimate occurred 20,000 to 50,000 years ago. The East Asians owe their relatively light skin to different mutations.^[66] On the other hand, the greater the number of traits (oralleles) considered, the more subdivisions of humanity are detected, since traits and gene frequencies do not always correspond to the same geographical location. Or as Ossorio & Duster (2005) put it:

Anthropologists long ago discovered that humans' physical traits vary gradually, with groups that are close geographic neighbors being more similar than groups that are geographically separated. This pattern of variation, known as clinal variation, is also observed for many alleles that vary from one human group to another. Another observation is that traits or alleles that vary from one group to another do not vary at the same rate. This pattern is referred to as nonconcordant variation. Because the variation of physical traits is clinal and nonconcordant, anthropologists of the late 19th and early 20th centuries discovered that the more traits and the more human groups they measured, the fewer discrete differences they observed among races and the more categories they had to create to classify human beings. The number of races observed expanded to the 30s and 50s, and eventually anthropologists concluded that there were no discrete races.^[67] Twentieth and 21st century biomedical researchers have discovered this same feature when evaluating human variation at the level of alleles and allele frequencies. Nature has not created four or five distinct, nonoverlapping genetic groups of people.

More recent genetic studies indicate that skin color may change radically over as few as 100 generations, or about 2,500 years, given the influence of the environment.^[68]

Serre & Pääbo (2004) argued for smooth, clinal genetic variation in ancestral populations even in regions previously considered racially homogeneous, with the apparent gaps turning out to be artifacts of sampling techniques. Rosenberg et al. (2005) disputed this and argued that using more data showed that there were small discontinuities in the smooth genetic variation for ancestral populations at the location of geographic barriers such as the Sahara, the Oceans, and the Himalayas.

[edit]Genetically differentiated populations

Main article: Race and genetics

Another way to look at differences between populations is to measure genetic differences rather than physical differences between groups. Mid-20th century anthropologist William C. Boyd defined race as: "A population which differs significantly from other populations in regard to the frequency of one or more of the genes it possesses. It is an arbitrary matter which, and how many, gene loci we choose to consider as a significant 'constellation'".^[69] Leonard Lieberman and Rodney Kirk have pointed out that "the paramount weakness of this statement is that if one gene can distinguish races then the number of races is as numerous as the number of human couples reproducing."^[70] Moreover, anthropologist Stephen Molnar has suggested that the discordance of clines inevitably results in a multiplication of races that renders the concept itself useless.^[71] The Human Genome Project states "People who have lived in the same geographic region for many generations may have some alleles in common, but no allele will be found in all members of one population and in no members of any other."^[72]

[edit]Fixation index

Population geneticist Sewall Wright developed one way of measuring genetic differences between populations known as theFixation index, which is often abbreviated to F_ST. This statistic is often used in taxonomy to compare differences between any two given populations by measuring the genetic differences among and between populations for individual genes, or for many genes simultaneously.^[73] It is often stated that the fixation index for humans is about 0.15. This translates to an estimated 85% of the variation measured in the overall human population is found within individuals of the same population, and about 15% of the variation occurs between populations. These estimates imply that any two individuals from different populations are almost as likely to be more similar to each other than either is to a member of their own group.^[6][57] Richard Lewontin, who affirmed these ratios, thus concluded neither "race" nor "subspecies" were appropriate or useful ways to describe human populations.^[74] Others also noting that group variation was relatively low compared to the variation observed in other mammalian species, agreed the evidence confirmed the absence of natural subdivision of the human population.^[32][75]

Wright himself believed that values >0.25 represent very great genetic variation and that an F_ST of 0.15–0.25 represented great variation. It should however be noted that about 5% of human variation occurs between populations within continents, thereforeF_ST values between continental groups of humans (or races) of as low as 0.1 (or possibly lower) have been found in some studies, suggesting more moderate levels of genetic variation.^[73] Graves (1996) has countered that F_ST should not be used as a marker of subspecies status, as the statistic is used to measure the degree of differentiation between populations,^[73] although see also Wright (1978).^[59]

In an ongoing debate, some geneticists^[who?] argue that race is neither a meaningful concept nor a useful heuristic device,^[76] and even that genetic differences among groups are biologically meaningless,^[77] because more genetic variation exists within such races than among them, and that racial traits overlap without discrete boundaries.^[78]

Jeffrey Long and Rick Kittles give a long critique of the application of F_ST to human populations in their 2003 paper "Human Genetic Diversity and the Nonexistence of Biological Races". They find that the figure of 85% is misleading because it implies that all human populations contain on average 85% of all genetic diversity. They claim that this does not correctly reflect human population history, because it treats all human groups as independent. A more realistic portrayal of the way human groups are related is to understand that some human groups are parental to other groups and that these groups represent paraphyletic groups to their descent groups. For example, under the recent African origin theory the human population in Africa is paraphyletic to all other human groups because it represents the ancestral group from which all non-African populations derive, but more than that, non-African groups only derive from a small non-representative sample of this African population. This means that all non-African groups are more closely related to each other and to some African groups (probably east Africans) than they are to others, and further that the migration out of Africa represented a genetic bottleneck, with much of the diversity that existed in Africa not being carried out of Africa by the emigrating groups. This view produces a version of human population movements that do not result in all human populations being independent; but rather, produces a series of dilutions of diversity the further from Africa any population lives, each founding event representing a genetic subset of its parental population. Long and Kittles find that rather than 85% of human genetic diversity existing in all human populations, about 100% of human diversity exists in a single African population, whereas only about 70% of human genetic diversity exists in a population derived from New Guinea. Long and Kittles argued that this still produces a global human population that is genetically homogeneous compared to other mammalian populations.^[79]

[edit]Cluster analysis

In his 2003 paper, "Human Genetic Diversity: Lewontin's Fallacy", A. W. F. Edwards argued that rather than using a locus-by-locus analysis of variation to derive taxonomy, it is possible to construct a human classification system based on characteristic genetic patterns, or clusters inferred from multilocus genetic data.^[80] Geographically based human studies since have shown that such genetic clusters can be derived from analyzing of a large number of loci which can assort individuals sampled into groups analogous to traditional continental racial groups.^[81] Joanna Mountain and Neil Risch cautioned that while genetic clusters may one day be shown to correspond to phenotypic variations between groups, such assumptions were premature as the relationship between genes and complex traits remains poorly understood.^[82] However, Risch denied such limitations render the analysis useless: "Perhaps just using someone's actual birth year is not a very good way of measuring age. Does that mean we should throw it out? ... Any category you come up with is going to be imperfect, but that doesn't preclude you from using it or the fact that it has utility."^[83]

Early human genetic cluster analysis studies were conducted with samples taken from ancestral population groups living at extreme geographic distances from each other. It was thought that such large geographic distances would maximize the genetic variation between the groups sampled in the analysis and thus maximize the probability of finding cluster patterns unique to each group. In light of the historically recent acceleration of human migration (and correspondingly, human gene flow) on a global scale, further studies were conducted to judge the degree to which genetic cluster analysis can pattern ancestrally identified groups as well as geographically separated groups. One such study looked at a large multiethnic population in the United States, and "detected only modest genetic differentiation between different current geographic locales within each race/ethnicity group. Thus, ancient geographic ancestry, which is highly correlated with self-identified race/ethnicity—as opposed to current residence—is the major determinant of genetic structure in the U.S. population."(Tang et al. (2005))

Witherspoon et al. (2007) have argued that even when individuals can be reliably assigned to specific population groups, it may still be possible for two randomly chosen individuals from different populations/clusters to be more similar to each other than to a randomly chosen member of their own cluster. They found that many thousands of genetic markers had to be used in order for the answer to the question "How often is a pair of individuals from one population genetically more dissimilar than two individuals chosen from two different populations?" to be "never". This assumed three population groups separated by large geographic ranges (European, African and East Asian). The entire world population is much more complex and studying an increasing number of groups would require an increasing number of markers for the same answer. The authors conclude that "caution should be used when using geographic or genetic ancestry to make inferences about individual phenotypes."^[84] Witherspoon et al. concluded that, "The fact that, given enough genetic data, individuals can be correctly assigned to their populations of origin is compatible with the observation that most human genetic variation is found within populations, not between them. It is also compatible with our finding that, even when the most distinct populations are considered and hundreds of loci are used, individuals are frequently more similar to members of other populations than to members of their own population."^[85]

Anthropologists such as C. Loring Brace^[86] and philosopher Jonathan Kaplan^[87] and geneticist Joseph Graves,^[88] have argued that while there it is certainly possible to find biological and genetic variation that corresponds roughly to the groupings normally defined as "continental races", this is true for almost all geographically distinct populations. The cluster structure of the genetic data is therefore dependent on the initial hypotheses of the researcher and the populations sampled. When one samples continental groups the clusters become continental, if one had chosen other sampling patterns the clustering would be different. Weiss and Fullerton have noted that if one sampled only Icelanders, Mayans and Maoris, three distinct clusters would form and all other populations could be described as being clinally composed of admixtures of Maori, Icelandic and Mayan genetic materials.^[89] Kaplan therefore argues that seen in this way both Lewontin and Edwards are right in their arguments. He concludes that while racial groups are characterized by different allele frequencies, this does not mean that racial classification is a natural taxonomy of the human species, because multiple other genetic patterns can be found in human populations that crosscut racial distinctions. In this view racial groupings are social constructions that also have a biological reality which is largely an artefact of how the category has been constructed.

[edit]Biological definitions of race

Biological definitions of race (Long & Kittles 2003)

Concept	Reference	Definition
Essentialist	Hooton (1926)	"A great division of mankind, characterized as a group by the sharing of a certain combination of features, which have been derived from their common descent, and constitute a vague physical background, usually more or less obscured by individual variations, and realized best in a composite picture."
Taxonomic	Mayr (1969)	"A subspecies is an aggregate of phenotypically similar populations of a species, inhabiting a geographic subdivision of the range of a species, and differing taxonomically from other populations of the species."
Population	Dobzhansky (1970)	"Races are genetically distinct Mendelian populations. They are neither individuals nor particular genotypes, they consist of individuals who differ genetically among themselves."
Lineage	Templeton (1998)	"A subspecies (race) is a distinct evolutionary lineage within a species. This definition requires that a subspecies be genetically differentiated due to barriers to genetic exchange that have persisted for long periods of time; that is, the subspecies must have historical continuity in addition to current genetic differentiation."

[edit]Social constructions

Main articles: Race and society and Racialism (Racial categorization)

As anthropologists and other evolutionary scientists have shifted away from the language of race to the term population to talk about genetic differences, historians, cultural anthropologists and other social scientists re-conceptualized the term "race" as a cultural category or social construct—a particular way that some people talk about themselves and others.

Many social scientists have replaced the word race with the word "ethnicity" to refer to self-identifying groups based on beliefs concerning shared culture, ancestry and history. Alongside empirical and conceptual problems with "race," following the Second World War, evolutionary and social scientists were acutely aware of how beliefs about race had been used to justify discrimination, apartheid, slavery, and genocide. This questioning gained momentum in the 1960s during the U.S. civil rights movement and the emergence of numerous anti-colonial movements worldwide. They thus came to believe that race itself is asocial construct, a concept that was believed to correspond to an objective reality but which was believed in because of its social functions.^[90]

Craig Venter and Francis Collins of the National Institute of Health jointly made the announcement of the mapping of the human genome in 2000. Upon examining the data from the genome mapping, Venter realized that although the genetic variation within the human species is on the order of 1–3% (instead of the previously assumed 1%), the types of variations do not support notion of genetically defined races. Venter said, "Race is a social concept. It's not a scientific one. There are no bright lines (that would stand out), if we could compare all the sequenced genomes of everyone on the planet." "When we try to apply science to try to sort out these social differences, it all falls apart."^[91]

Stephan Palmié asserted that race "is not a thing but a social relation";^[92] or, in the words of Katya Gibel Mevorach, "a metonym," "a human invention whose criteria for differentiation are neither universal nor fixed but have always been used to manage difference."^[93] As such, the use of the term "race" itself must be analyzed. Moreover, they argue that biology will not explain why or how people use the idea of race: History and social relationships will.

Imani Perry, a professor in the Center for African American Studies at Princeton University, has made significant contributions to how we define race in America today. Perry’s work focuses on how race is experienced. Perry tells us that race, "is produced by social arrangements and political decision making." ^[94] Perry explains race more in stating, "race is something that happens, rather than something that is. It is dynamic, but it holds no objective truth."^[95]

The theory that race is merely a social construct has been challenged by the findings of researchers at the Stanford University School of Medicine, published in the American Journal of Human Genetics as "Genetic Structure, Self-Identified Race/Ethnicity, and Confounding in Case-Control Association Studies".^[96] One of the researchers, Neil Risch, noted: "we looked at the correlation between genetic structure [based on microsatellite markers] versus self-description, we found 99.9% concordance between the two. We actually had a higher discordance rate between self-reported sex and markers on the X chromosome! So you could argue that sex is also a problematic category. And there are differences between sex and gender; self-identification may not be correlated with biology perfectly. And there is sexism."^[97]

[edit]Race and ethnicity

The distinction between race and ethnicity is considered highly problematic. Ethnicity is often assumed to be the cultural identity of a group from a nation state, while race is assumed to be biological and/or cultural essentialization of a group hierarchy of superiority/inferiority related to their biological constitution. It is assumed that, based on power relations, there exist 'racialized ethnicities' and 'ethnicized races'. Ramán Grosfoguel (University of California, Berkeley) notes that 'racial/ethnic identity' is one concept and that concepts of race and ethnicity cannot be used as separate and autonomous categories.^[98]

[edit]Brazil

Main article: Race in Brazil

This section does not cite anyreferences or sources. (May 2009)

Portrait "Redenção do Can" (1895), showing a Brazilian family each generation becoming "whiter".

Compared to 19th century United States, 20th century Brazil was characterized by a perceived relative absence of sharply defined racial groups. According to anthropologistMarvin Harris, this pattern reflects a different history and different social relations. Basically, race in Brazil was "biologized," but in a way that recognized the difference between ancestry (which determines genotype) and phenotypic differences. There, racial identity was not governed by rigid descent rule, such as the one-drop rule, as it was in the United States. A Brazilian child was never automatically identified with the racial type of one or both parents, nor were there only a very limited number of categories to choose from.^[99]

Over a dozen racial categories would be recognized in conformity with all the possible combinations of hair color, hair texture, eye color, and skin color. These types grade into each other like the colors of the spectrum, and no one category stands significantly isolated from the rest. That is, race referred preferentially to appearance, not heredity. The complexity of racial classifications in Brazil reflects the extent of miscegenation in Brazilian society, a society that remains highly, but not strictly, stratified along color lines. Henceforth, the Brazilian narrative of a perfect "post-racist" country, must be met with caution, as sociologist Gilberto Freyre demonstrated in 1933 in Casa Grande e Senzala.

[edit]European Union

According to European Union Council Directive,

“	The European Union rejects theories which attempt to determine the existence of separate human races. Council Directive 2000/43/EC[100]	”

The European Union uses the terms racial origin and ethnic origin synonymously in its documents and according to it „the use of the term “racial origin” in this directive does not imply an acceptance of such [racial] theories”.^[101][102] Haney López warns that using ‘race’ as a category within the law tends to legitimize its existence in the popular imagination. In the diverse geographic context of Europe, ethnicity and ethnic origin are arguably more resonant and are less encumbered by the ideological baggage associated with ‘race’. In European context, historical resonance of ‘race’ underscores its problematic nature. In some states, it is strongly associated with laws promulgated by the Nazi and Fascist governments in Europe during the 1930s and 1940s. Indeed, in 1996, the European Parliament adopted a resolution stating that “the term should therefore be avoided in all official texts”.^[103]

The concept of racial origin is inherently problematic, being grounded in the scientifically false notion that human beings can be separated into biologically distinct ‘races’. Since all human beings belong to the same species, the ECRI (European Commission against Racism and Intolerance) rejects theories based on the existence of different ‘races’. However, in its Recommendation ECRI uses this term in order to ensure that those persons who are generally and erroneously perceived as belonging to ‘another race’ are not excluded from the protection provided for by the legislation. The law claims to reject the existence of ‘race’, yet penalize situations where someone is treated less favourably on this ground.^[104]

[edit]France

Since the end of the Second World War, France has become an ethnically diverse country. Today, approximately five percent of the French population is non-European and non-white. This does not approach the number of non-white citizens in the United States (roughly 15-25%, depending on how Latinos are classified). Nevertheless, it amounts to at least three million people, and has forced the issues of ethnic diversity onto the French policy agenda. France has developed an approach to dealing with ethnic problems that stands in contrast to that of many advanced, industrialized countries. Unlike the United States, Britain, or even the Netherlands, France maintains a "color-blind" model of public policy. This means that it targets virtually no policies directly at racial or ethnic groups. Instead, it uses geographic or class criteria to address issues of social inequalities. It has, however, developed an extensive anti-racist policy repertoire since the early 1970s. Until recently, French policies focused primarily on issues of hate speech—going much further than their American counterparts-and relatively less on issues of discrimination in jobs, housing, and in provision of goods and services.^[105]

[edit]United States

Main article: Race in the United States

See also: Admixture in the United States

The immigrants to the Americas came from every region of Europe, Africa, and Asia. They mixed among themselves and with theindigenous inhabitants of the continent. In the United States most people who self-identify as African–American have someEuropean ancestors, while many people who identify as European American have some African or Amerindian ancestors.

Since the early history of the United States, Amerindians, African–Americans, and European Americans have been classified as belonging to different races. Efforts to track mixing between groups led to a proliferation of categories, such as mulatto andoctoroon. The criteria for membership in these races diverged in the late 19th century. During Reconstruction, increasing numbers of Americans began to consider anyone with "one drop" of known "Black blood" to be Black, regardless of appearance.³ By the early 20th century, this notion was made statutory in many states.⁴ Amerindians continue to be defined by a certain percentage of "Indian blood" (called blood quantum). To be White one had to have perceived "pure" White ancestry. The one-drop rule or hypodescent rule refers to the convention of defining a person as racially black if he or she has any known African ancestry. This rule meant that those that were mixed race but with some discernable African ancestry were defined as black. The one-drop rule is specific to not only those with African ancestry but to the United States, making it a particularly African-American experience.^[106]

The decennial censuses conducted since 1790 in the United States created an incentive to establish racial categories and fit people into those categories.^[107]

The term "Hispanic" as an ethnonym emerged in the 20th century with the rise of migration of laborers from American Spanish-speaking countries to the United States. Today, the word "Latino" is often used as a synonym for "Hispanic". The definitions of both terms are non-race specific, and include people who consider themselves to be of distinct races (Black, White, Amerindian, Asian, and mixed groups).^[108] However, there is a common misconception^{[citation needed]} in the US that Hispanic/Latino is a race or sometimes even that national origins such as Mexican, Cuban, Colombian, Salvadoran, etc. are races. In contrast to "Latino" or "Hispanic", "Anglo" refers to non-Hispanic White Americans or non-Hispanic European Americans, most of whom speak the English language but are not necessarily of English descent.

[edit]Current views across disciplines

In Poland, the race concept was rejected by 25 percent of anthropologists in 2001, although: "Unlike the U.S. anthropologists, Polish anthropologists tend to regard race as a term without taxonomic value, often as a substitute for population."^[109]

Liberman et al. in a 2004 study claimed to "present the currently available information on the status of the concept in the United States, the Spanish language areas, Poland, Europe, Russia, and China. Rejection of race ranges from high to low with the highest rejection occurring among anthropologists in the United States (and Canada). Rejection of race is moderate in Europe, sizeable in Poland and Cuba, and lowest in Russia and China." Methods used in the studies reported included questionnaires and content analysis.^[110]

Kaszycka et al. (2009) in 2002–2003 surveyed European anthropologists' opinions toward the biological race concept. Three factors, country of academic education, discipline, and age, were found to be significant in differentiating the replies. Those educated in Western Europe, physical anthropologists, and middle-aged persons rejected race more frequently than those educated in Eastern Europe, people in other branches of science, and those from both younger and older generations."The survey shows that the views of anthropologists on race are sociopolitically (ideologically) influenced and highly dependent on education."^[111]

[edit]United States views

One result of debates over the meaning and validity of the concept of race is that the current literature across different disciplines regarding human variation lacks consensus, though within some fields, such as some branches of anthropology, there is strong consensus. Some studies use the word race in its early essentialist taxonomic sense. Many others still use the term race, but use it to mean a population, clade, or haplogroup. Others eschew the concept of race altogether, and use the concept of population as a less problematic unit of analysis.

[edit]U.S. anthropology

The concept of biological race has declined significantly in frequency of use in physical anthropology in the United States during the 20th century. A majority of physical anthropologists in the United States have rejected the concept of biological races.^[112]Since 1932, an increasing number of college textbooks introducing physical anthropology have rejected race as a valid concept: from 1932 to 1976, only seven out of thirty-two rejected race; from 1975 to 1984, thirteen out of thirty-three rejected race; from 1985 to 1993, thirteen out of nineteen rejected race. According to one academic journal entry, where 78 percent of the articles in the 1931 Journal of Physical Anthropology employed these or nearly synonymous terms reflecting a bio-race paradigm, only 36 percent did so in 1965, and just 28 percent did in 1996.^[113]

The "Statement on 'Race'" (1998) composed by a select committee of anthropologists and issued by the executive board of theAmerican Anthropological Association as a statement they "believe [...] represents generally the contemporary thinking and scholarly positions of a majority of anthropologists", declares:^[114]

"In the United States both scholars and the general public have been conditioned to viewing human races as natural and separate divisions within the human species based on visible physical differences. With the vast expansion of scientific knowledge in this century, however, it has become clear that human populations are not unambiguous, clearly demarcated, biologically distinct groups. Evidence from the analysis of genetics (e.g., DNA) indicates that most physical variation, about 94%, lies within so-called racial groups. Conventional geographic "racial" groupings differ from one another only in about 6% of their genes. This means that there is greater variation within "racial" groups than between them. In neighboring populations there is much overlapping of genes and their phenotypic (physical) expressions. Throughout history whenever different groups have come into contact, they have interbred. The continued sharing of genetic materials has maintained all of humankind as a single species."

"With the vast expansion of scientific knowledge in this century, ... it has become clear that human populations are not unambiguous, clearly demarcated, biologically distinct groups. [...] Given what we know about the capacity of normal humans to achieve and function within any culture, we conclude that present-day inequalities between so-called "racial" groups are not consequences of their biological inheritance but products of historical and contemporary social, economic, educational, and political circumstances."

A survey, taken in 1985 (Lieberman et al. 1992), asked 1,200 American scientists how many disagree with the following proposition: "There are biological races in the species Homo sapiens." The responses were for anthropologists:

• physical anthropologists 41%
• cultural anthropologists 53%^[115]

The figure for physical anthropologists at PhD granting departments was slightly higher, rising from 41% to 42%, with 50% agreeing. This survey, however, did not specify any particular definition of race (although it did clearly specify biological racewithin the species Homo sapiens); it is difficult to say whether those who supported the statement thought of race in taxonomic or population terms.

The same survey, taken in 1999,^[116] showed the following changing results for anthropologists:

• physical anthropologists 69%
• cultural anthropologists 80%

A line of research conducted by Cartmill (1998), however, seemed to limit the scope of Lieberman’s finding that there was "a significant degree of change in the status of the race concept". Goran Štrkalj has argued that this may be because Lieberman and collaborators had looked at all the members of the American Anthropological Association irrespective of their field of research interest, while Cartmill had looked specifically at biological anthropologists interested in human variation.^[117]

According to the 2000 edition of a popular physical anthropology textbook, forensic anthropologists are overwhelmingly in support of the idea of the basic biological reality of human races.^[118] Forensic physical anthropologist and professor George W. Gill has said that the idea that race is only skin deep "is simply not true, as any experienced forensic anthropologist will affirm" and "Many morphological features tend to follow geographic boundaries coinciding often with climatic zones. This is not surprising since the selective forces of climate are probably the primary forces of nature that have shaped human races with regard not only to skin color and hair form but also the underlying bony structures of the nose, cheekbones, etc. (For example, more prominent noses humidify air better.)" While he can see good arguments for both sides, the complete denial of the opposing evidence "seems to stem largely from socio-political motivation and not science at all". He also states that many biological anthropologists see races as real yet "not one introductory textbook of physical anthropology even presents that perspective as a possibility. In a case as flagrant as this, we are not dealing with science but rather with blatant, politically motivated censorship".^[118]

In partial response to Gill's statement, Professor of Biological Anthropology C. Loring Brace argues that the reason laymen and biological anthropologists can determine the geographic ancestry of an individual can be explained by the fact that biological characteristics are clinally distributed across the planet, and that does not translate into the concept of race. He states that "Well, you may ask, why can't we call those regional patterns "races"? In fact, we can and do, but it does not make them coherent biological entities. "Races" defined in such a way are products of our perceptions. ... We realize that in the extremes of our transit—Moscow to Nairobi, perhaps—there is a major but gradual change in skin color from what we euphemistically call white to black, and that this is related to the latitudinal difference in the intensity of the ultraviolet component of sunlight. What we do not see, however, is the myriad other traits that are distributed in a fashion quite unrelated to the intensity of ultraviolet radiation. Where skin color is concerned, all the northern populations of the Old World are lighter than the long-term inhabitants near the equator. Although Europeans and Chinese are obviously different, in skin color they are closer to each other than either is to equatorial Africans. But if we test the distribution of the widely known ABO blood-group system, then Europeans and Africans are closer to each other than either is to Chinese."^[119] "Race" is still sometimes used within forensic anthropology (when analyzing skeletal remains), biomedical research, and race-based medicine.^[120] Brace has criticized this, the practice of forensic anthropologists for using the controversial concept "race" out of convention when they in fact should be talking about regional ancestry. He argues that while a forensic anthropologists can determine that a skeletal remain comes from a person with ancestors in a specific region of Africa, categorizing that skeletal as being "black" is a socially constructed category that is only meaningful in the particular context of the United States, and which is not itself scientifically valid.^[121]

[edit]Other fields

In the 1985 poll (Lieberman et al. 1992) the results for biologists and developmental psychologists were:

• biologists 16%
• developmental psychologists 36%

In February 2001, the editors of Archives of Pediatrics and Adolescent Medicine asked "authors to not use race and ethnicity when there is no biological, scientific, or sociological reason for doing so."^[122] The editors also stated that "analysis by race and ethnicity has become an analytical knee-jerk reflex."^[123] Nature Genetics now ask authors to "explain why they make use of particular ethnic groups or populations, and how classification was achieved."^[124]

Liberman et al. (1992) examined 77 college textbooks in biology and 69 in physical anthropology published between 1932 and 1989. Physical anthropology texts argued that biological races exist until the 1970s, when they began to argue that races do not exist. In contrast, biology textbooks never underwent such a reversal but instead dropped their discussion of race altogether.^[125]Morning (2008) looked at high school biology textbooks during the 1952-2002 period and initially found a similar pattern with only 35% directly discussing race in the 1983–92 period from initially 92% doing so. However, this has increased somewhat after this to 43%. More indirect and brief discussions of race in the context of medical disorders have increased from none to 93% of textbooks. In general, the material on race has moved from surface traits to genetics and evolutionary history. The study argues that the textbooks’ fundamental message about the existence of races has changed little.^[126]

Gissis (2008) examined several important American and British journals in genetics, epidemiology and medicine for their content during the 1946-2003 period. He wrote that "Based upon my findings I argue that the category of race only seemingly disappeared from scientific discourse after World War II and has had a fluctuating yet continuous use during the time span from 1946 to 2003, and has even become more pronounced from the early 1970s on".^[127]

A 1994 examination of 32 English sport/exercise science textbooks found that 7 (21.9%) claimed that there are biophysical differences due to race that might explain differences in sports performance, 24 (75%) did not mention nor refute the concept, and 1 (3.12%) expressed caution with the idea.^[128]

33 health services researchers from differing geographic regions were interviewed in a 2008 study. The researchers recognized the problems with racial and ethnic variables but the majority still believed these variables were necessary and useful.^[129]

A 2010 examination of 18 widely used English anatomy textbooks found that every one relied on the race concept. The study gives examples of how the textbooks claim that anatomical features vary between races.^[130]

[edit]Intelligence

Main article: Race and intelligence

Researchers have reported differences in the average IQ test scores of various ethnic groups. The interpretation, causes, accuracy and reliability of these differences are highly controversial. Some psychologists such as Arthur Jensen, and Richard Lynn, have argued that such differences are at least partially genetic. Richard Herrnstein and Charles Murray argue that "intelligence is less than completely heritable."^[131] Many other researchers both in Psychology, Sociology and Anthropology, for example Thomas Sowell, David F. Marks, Jonathan Marks, Richard Nisbett, argue that the differences largely owe to social and economic inequalities. Still others such as Stephen Jay Gould^[132] and Robert Sternberg^[133] have argued that categories such as "race" and "intelligence" are both "folk" constructs rather than well defined scientific concepts, and that since the definitions are largely fluid and susceptible to different cultural constructions this in turn renders attempts to explain variation of one in terms of the other scientifically invalid.^{[clarification needed]}

[edit]